Top Expert Team

Senior experts in regulation, law, accounting, and technology delivering professional and reliable compliance services

Core Experts

Our team comprises former SEC and PCAOB experts, U.S. CPAs, cross-border securities attorneys, and technology R&D leaders.

Tao Wong

Partner

Graduated from the University of Kansas with degrees in Business Administration and Finance

Tao Wong joined Haitong International (formerly Taifook Securities) in 2007 with nearly 20 years of experience in finance and compliance. He has deep expertise in regulatory requirements from the SFC, IA, Customs, and other government agencies. He co-founded compliance technology solutions.

Tommy Chung

Partner & Compliance Manager

Graduated from University College Dublin

Tommy Chung joined ComplianceOne in 2018 with extensive knowledge of SFC codes and guidelines, the Securities and Futures Ordinance, and AML regulations. He has led a team providing compliance support to hundreds of clients.

Sam Huang

Deputy Managing Director

Completed the Peking University Law Program in 2008

Sam Huang has over 20 years of experience in financial services, including private equity, financing, management, and exits. Previously led a team of 100-person. Strong background in both mainland China and Hong Kong.

Divina Yam

Co-Partner & Project Manager

MBA from Macquarie University, Australia

Divina Yam began her career in investment banking and later served as AVP on a finance team focused on compliance and internal controls. She specializes in transforming real estate and insurance operations and holds MIC positions at SFC-licensed corporations.

Bobo Tang

Senior Consultant

Graduated from the University of Hull, England in 2016

Bobo Tang joined ComplianceOne in 2020, supporting MSO and other licensing matters. Currently leads comprehensive training on the Anti-Money Laundering and Terrorist Financing Ordinance for license applicants and compliance officers.

Ivan Lo

Senior Consultant (Money Lender License)

Graduated from the University of Hong Kong

Ivan Lo began his career in surveying and served as Executive Officer at the Institute of Compliance Officers from 2017 to 2021. He organized 2+ professional seminars and developed 3 compliance training programs. Currently, he focuses on AML consulting and independent audits for licensed money lenders.

Franklin Lee

Chief Consultant

Master of Chinese Business Studies

Franklin Lee joined the financial industry in 2003 and has served as a Responsible Officer for multiple licensed corporations since 2011. He co-founded ComplianceOne with Tao Wong in 2017. With over 18 years of experience, he brings extensive compliance expertise and management skills.

Juno Mak

Senior Consultant (Accounting & FRR)

Bachelor of Business Administration in Accounting from CUHK; Law Degree from University of London

Juno Mak worked as an accounting and tax professional at JPMorgan Chase and Ernst & Young, where she developed accounting and financial reporting systems for licensed corporations. As a member of the HKICPA, she now assists dozens of licensed corporations with accounting and FRR matters.

Bosco Ho

Senior Consultant (Virtual Assets)

Master of Financial Engineering from City University of Hong Kong

Bosco Ho developed and managed HSBC's OTC trading platform (dark pool) from 2007 to 2015, designing trading flows and order execution logic. Since 2020, he has worked on regulatory requirements for VASP licensing across multiple jurisdictions. He now assists clients with SFC virtual asset licensing applications.

Team Qualifications

Our experts hold top industry certifications, ensuring service quality and professional standards.

✓

CPA Certified Public Accountant

✓

Securities Practitioner Qualification

✓

Legal Practicing Qualification

✓

Certified Compliance Professional

Consult Experts

Schedule a consultation now. Our experts will provide professional compliance advice and solutions.