End-to-End Compliance Technology Services
From pre-IPO consulting to delisting management, we offer comprehensive, one-stop professional compliance solutions.
Services
Comprehensive compliance assessment for U.S. IPO readiness: identify core risks in corporate structure, financials, data governance, internal controls, and related-party transactions; deliver an IPO feasibility diagnosis report.
Ensure compliance with U.S. stock market regulations by validating, restructuring, and optimizing VIE/red-chip structures to guarantee transparent disclosure, control rights compliance, and contractual framework adherence.
Ensure compliance with US GAAP and PCAOB requirements by standardizing financial reporting, internal controls, and audit working papers to reduce audit risk.
Conduct compliance reviews for enterprises' cross-border data transfer, storage, and processing to ensure adherence to data security regulations in both the U.S. and China.
Professional training for directors, supervisors, and senior executives of companies planning to go public in the U.S., covering U.S. securities regulations, disclosure obligations, and insider trading prevention.
Services
Perform a full compliance review of the S-1/F-1 prospectus to ensure it is truthful, accurate, complete, and free of legal defects.
Complete EDGAR account registration, CIQ code application, filing submission, format validation, and receipt archiving on your behalf.
Full-service EDGAR filing, document preparation, format validation, submission with revisions, and receipt archiving
End-to-end SEC/Exchange Inquiry Resolution: Drafting Responses, Compliance Review, Strategy Development, and Multi-round Follow-up
Coordinate intermediaries such as underwriters, lawyers, and auditors to ensure efficient collaboration throughout the IPO filing process.
Provides compliance guidance for IPO roadshows and investor communications to ensure accurate, compliant disclosures without misleading statements.
End-to-end services for NASDAQ/NYSE listings, including application processing, form completion, fee payment, and IPO ceremony preparation.
Services
Annual comprehensive disclosure托管: Ensure zero delays and zero errors for 8-K, 10-Q, 10-K, shareholder meeting materials, and more.
Financial reporting internal control optimization, testing, assessment, and audit support to meet SOX compliance requirements.
Conduct compliance reviews of periodic financial reports such as 10-Q and 10-K to ensure financial data is accurate, complete, and compliant.
Provide compliance guidance for investor relations activities, including earnings calls, investor roadshows, and media interviews.
Provide compliance guidance and document review for major transactions such as M&A, restructuring, and asset divestitures for publicly listed companies.
Provide SOX 404 internal control system implementation, testing, and optimization services for public companies to ensure effective controls and audit compliance.
Services
Comprehensive solutions for US stock delisting and privatization, covering key stages such as tender offers, merger agreements, and shareholder meetings.
End-to-end SEC delisting filing: document preparation, format validation, EDGAR submission, and acknowledgment archiving.
Support enterprises in key stages of privatization transactions, including shareholder communication, proxy solicitation, and handling dissenting shareholders.
Services
Emergency Response to Compliance Incidents: Short Selling, Regulatory Investigations, Data Breaches, Disclosure Crises, and Delisting Risks
Professional response to short-seller reports, including fact-checking, rebuttal statements, and regulatory communications.
Provide emergency response for data breaches, including impact assessment, fulfillment of notification obligations, and remediation measures.
Provide crisis management for disclosure violations, including self-reporting, corrective measures, and regulatory communication.
Provide professional support for regulatory investigations by the SEC, PCAOB, and others, including data preparation, inquiry responses, and attorney coordination.
Services
AI monitors real-time disclosure delays, financial anomalies, related-party transactions, regulatory risks, and trading window restrictions.
AI-powered automated disclosure document generation system supporting intelligent drafting of 8-K, 10-Q, 10-K filings
Need Professional Compliance Support?
Our expert team will provide tailored compliance solutions based on your specific needs.
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